According to a recent Bloomberg article, and a couple of my recent clients, Goldman Sachs Execution and Clearing (GSEC) will no longer act as the custodian and clearing agent for most small hedge funds with less than $5 million in AUM. As a quick background, smaller funds which do not [...]
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Posts Tagged ‘ small hedge fund ’
10 December
Posted in
new hedge fund regulations
New Hedge Fund Regulation: Guidance From Former SEC Commissioner Should be Followed
In the conversations the hedge fund community will be having with Congress and the regulators in the coming months regarding increased regulation, we should look to shared answers to the issues which need to be addressed. In this vein, I have been researching the speeches of prominent SEC personel. I [...]