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Open Categories Menu Information on Study Materials and Classes for Series 79 Exam One of the inquires I receive most often about the Series 79 exam involves study materials. As of right now I have not heard of any groups who have produced a study guide or other materials for this exam. I [...]
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Posts Tagged ‘ series 79 opt in ’
2 November
Series 79 Opt In Period Begins
Investment Banking Representative Exam Goes Live Today marks the first day that current Series 7 licensed representatives of BDs who engage in “investment banking activities” can opt in to the Series 79 license. Current Series 7′s will need to talk with their compliance department who will be able to complete [...]
