November 7, 2009
Information on Study Materials and Classes for Series 79 Exam
One of the inquires I receive most often about the Series 79 exam involves study materials. As of right now I have not heard of any groups who have produced a study guide or other materials for this exam. I know that both Kaplan and STC [...]
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November 2, 2009
Investment Banking Representative Exam Goes Live
Today marks the first day that current Series 7 licensed representatives of BDs who engage in “investment banking activities” can opt in to the Series 79 license. Current Series 7’s will need to talk with their compliance department who will be able to complete a Form U4 update for the [...]
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Series 79 Training Materials | Series 79 Study Guide
November 7, 2009Information on Study Materials and Classes for Series 79 Exam
One of the inquires I receive most often about the Series 79 exam involves study materials. As of right now I have not heard of any groups who have produced a study guide or other materials for this exam. I know that both Kaplan and STC [...]