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Posts Tagged ‘ series 79 information ’

19 July
Posted in Legal Resources, News and Commentary
1

Series 79 Exam – Waiting for SEC Approval

Post courtesy of www.series79exam.com. SEC to Shed Light on the New Series 79 Exam Pursuant to a proposal set forth by FINRA in February of this year, it is anticipated that the Series 79 will be introduced as a simplified alternative exam for investment bankers. Prior to the introduction of [...]

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