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Open Categories Menu This exam is required by certain states for an individual who wants to register as an investment adviser representative and securities agent. Passing the Series 66 would be equivalent to passing both the Series 63 and Series 65 exams. Additionally, individuals are required to pass the Series 7 exam as [...]
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27 November
Series 65 and Series 66 Passing Grade Increased
IA Exams Pass Rates Expected to Plummet The North American Securities Administrators Association (“NASAA”) recently announced that the two central investment advisor exams (the Series 65 and the Series 66) will become even more difficult. Starting January 1, 2010 candidates will need to attain a score of 72% in order [...]
