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Open Categories Menu By Bart Mallon, Esq. www.series34exam.com Discussion about How to Take and Pass the Series 34 Exam On Thursday I took the Series 34 Exam and I passed. I answered 30 out of 40 questions correctly for a 75% (it takes a 70% score to pass). This score is not as [...]
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16 March
Posted in
Forex
Discussion about Forex Registration and the Series 34 Exam
(www.hedgefundlawblog.com) Creating Series 34 Exam Prep Materials One central issue in the investment management industry is increases in regulation of previously unregulated or lightly regulated activities. The major area which will see direct regulation within the next 12 months is the retail off-exchange foreign currency industry. As we have discussed, [...]
