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Open Categories Menu Hedge Fund Managers and the Series 3 Exam Those managers who engage in commodities and futures trading (and who don’t qualify for an exemptions) will need to register as commodity pool operators with the CFTC and become members of the NFA. In order to do this all owners and “associated [...]
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Posts Tagged ‘ series 30 ’
24 April
Posted in
Forex, Legal Resources
Series 30 Exam Information
Overview of Series 30 Exam The Series 30 exam is a National Futures Association sponsored exam which is required for those persons who are branch office managers of a NFA member firm (see our post on CPO and CTA Branch Office Information). Generally if a NFA Member firm (such as [...]
