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Posts Tagged ‘ securities laws ’

New Hedge Fund Laws Proposed in Connecticut

State to Increase Regulation of Hedge Funds (www.hedgefundlawblog.com)  Connecticut, home of many of the biggest hedge funds in the world, may begin regulating hedge funds in a heavy handed manner.  Recently state lawmakers have introduced three bills (Raised Bill No. 953, Raised Bill No. 6477 and Raised Bill No. 6480) [...]

12 January

Another Ponzi Scheme

Broken Record I’ve said it all before.  The following press release can be found here.  Please see the following articles on hedge fund and investment advisor fraud. Hedge Funds, Congress and Madoff Investment Advisor Fraud CPO Fraud – Lessons in Due Diligence Affinity Fraud Alert

18 November
Posted in Laws

Hedge Fund Law – Summary of Hedge Fund Laws and Regulations

he following is a summary of the major laws which affect the hedge fund industry.  If you have any questions on how these laws impact hedge funds in general or your specific situation, please contact us. **** Securities Act of 1933 – the 1933 Act was enacted on May 27, [...]

SEC Wins another Hedge Fund Fraud Case – Provides Insight to Hedge Fund Managers

Hedge fund fraud cases are important because they give some definition and life to the various investment advisor and hedge fund laws.  Much of the advice that hedge fund lawyers give to their clients is based on reasonableness and best guesses on how the securities laws will be implemented in [...]

Hedge Fund Legal Services

Cole-Frieman & Mallon LLP provides comprehensive legal services for new and existing hedge funds as well as for other investment management companies.

If you are thinking of starting a hedge fund or an incubator fund, please call Bart Mallon of Cole-Frieman & Mallon LLP today at
415-868-5345.

View Bart Mallon's profile on LinkedIn


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