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Posts Tagged ‘ Securities Exchange Act of 1934 ’

14 October
Posted in Laws

Overview of the Securities Exchange Act of 1934

The Securities Exchange Act of 1934 (the “Exchange Act”) is a very important act for hedge fund managers.  This act affects many aspects of the hedge fund industry and Section 10 (and accompanying Rule 10b-5) is a central source of power for the SEC.  I have included an overview of [...]

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Cole-Frieman & Mallon LLP provides comprehensive legal services for new and existing hedge funds as well as for other investment management companies.

If you are thinking of starting a hedge fund or an incubator fund, please call Bart Mallon of Cole-Frieman & Mallon LLP today at
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