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Open Categories Menu Recently I have received a few good hedge fund law questions. Please remember that these answers are general discussions of the law and should not be a substitute for actual legal advice. This discussion does not form an attorney-client relationship, please see our disclaimer. **** Question: [with reference to the [...]
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Posts Tagged ‘ Section 3(c)(7) ’
2 February
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Featured, new hedge fund regulations
Hedge Fund Transparency Act Text
Below is the actual text of the Hedge Fund Transparency Act. (For the bill with page and line numbers please see: Hedge Fund Transparency Act (pdf)). **** 111TH CONGRESS 1ST SESSION S. To require hedge funds to register with the Securities and Exchange Commission, and for other purposes. IN THE [...]
14 October
Section 3(c)(7) Hedge Funds
Almost all hedge funds which trade securities are deemed to be “investment companies” under the Investment Company Act of 1940. All “investment companies” are required to register under the Investment Company Act (like all mutual funds must do) unless the “investment company” falls within an exemption from the registration provisions. [...]
