Close Menu Navigation
Open Categories Menu Section 13(d) of the Securities Act of 1934 requires any person who beneficially owns 5% or more of a class of equity securities of a publicly traded company to file a report with the SEC within 10 days of reaching the 5% ownership threshold. SEC Rule 13d-1 provides more detailed [...]
Currently Browsing
Posts Tagged ‘ Section 13(g) ’
14 October
Posted in
Laws
Section 13(g) of the Securities Exchange Act of 1934
Section 13(g) – Statement of equity security ownership (1) Any person who is directly or indirectly the beneficial owner of more than 5 per centum of any security of a class described in subsection (d)(1) shall send to the issuer of the security and shall file with the Commission a [...]
