September 20, 2009
Section 13(d) of the Securities Act of 1934 requires any person who beneficially owns 5% or more of a class of equity securities of a publicly traded company to file a report with the SEC within 10 days of reaching the 5% ownership threshold. SEC Rule 13d-1 provides more detailed guidance on the reporting requirements. [...]
Read the full article →
October 14, 2008
Section 13(d) – Reports by persons acquiring more than five per centum of certain classes of securities (1) Any person who, after acquiring directly or indirectly the beneficial ownership of any equity security of a class which is registered pursuant to section 12, or any equity security of an insurance company which would have been [...]
Read the full article →
