Close Menu Navigation
Open Categories Menu Section 13(d) of the Securities Act of 1934 requires any person who beneficially owns 5% or more of a class of equity securities of a publicly traded company to file a report with the SEC within 10 days of reaching the 5% ownership threshold. SEC Rule 13d-1 provides more detailed [...]
Currently Browsing
Posts Tagged ‘ Schedule 13D ’
22 October
Posted in
Laws, Legal Resources
Schedule 13D
Below is information from the SEC’s website on Schedule 13D which can be found here. Generally, hedge fund managers who must file Schedule 13D will have their hedge fund attorney submit this filing for them on their behalf. Additionally, there may be other legal issues which arise and so it [...]
