As I’ve detailed before, under the Commodities Exchange Act (CEA), hedge funds which invest in commodities/ futures or in other hedge funds which invest in commodities/ futures are deemed to be commodity pools. The managers of these commodity pools will need to be registered as commodity pool operators (CPOs) unless [...]
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Posts Tagged ‘ Rule 4.13 ’
29 September
Posted in
News and Commentary, Regulatory Actions
NFA sends request for financials to Commodity Hedge Funds
Hedge fund managers which are licensed as commodity pool operators (CPOs) should have received an email from the NFA which requests certain financial information. While not disclosed on their website, the NFA sent a request on Friday to all of the CPO Members. Each member will need to make a [...]