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Posts Tagged ‘ Rule 206 ’

28 May
Posted in Investment Advisor, new hedge fund regulations, News and Commentary
1

Proposed Amendments to the Investment Advisers Act: SEC Requests Feedback

The Securities and Exchange Commission (SEC) is proposing certain amendments to the custody rule under the Investment Advisers Act of 1940 and related forms. Due to the complexity of the various impositions placed on industry professionals by the proposed amendments, the SEC is formally requesting feedback from industry professionals regarding [...]

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