November 4, 2009
SEC Proposed Pay to Play Rules Draw Many Comments
Earlier this year the SEC proposed so-called “pay to play” rules which would restrict SEC registered investment advisers from managing money from state and local governments under certain circumstances. According to the SEC press release, “the measures are designed to prevent an adviser from making political [...]
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Public Comments on SEC Proposed “Pay to Play” Rules
November 4, 2009SEC Proposed Pay to Play Rules Draw Many Comments
Earlier this year the SEC proposed so-called “pay to play” rules which would restrict SEC registered investment advisers from managing money from state and local governments under certain circumstances. According to the SEC press release, “the measures are designed to prevent an adviser from making political [...]