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Open Categories Menu Minor Modifications to “New Issues” Rule Approved; New FINRA Rule 5130 FINRA (formerly the NASD) has been reworking a new rulebook which means that many rules have been modified and renumbered. At least one important hedge fund rule has been renumbered. The “new issue” rule, which affects hedge funds and [...]
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Posts Tagged ‘ PPM ’
3 August
Posted in
Monthly Feature
Monthly Feature: Hedge fund offering documents
The central reason that beginning hedge fund managers need a lawyer is that the lawyer will prepare the offering documents for the fund. The offering documents are designed to comply with the requirements of the federal securities laws as interests in the fund (whether the fund is a limited partnership [...]
