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Open Categories Menu SEC Proposed Pay to Play Rules Draw Many Comments Earlier this year the SEC proposed so-called “pay to play” rules which would restrict SEC registered investment advisers from managing money from state and local governments under certain circumstances. According to the SEC press release, “the measures are designed to prevent [...]
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Posts Tagged ‘ pay to play rules ’
18 September
Investment Adviser Pay to Play Rules
SEC Proposal Would Ban Third Party Solicitors from Seeking Public Monies Back in July there was much discussion about new “pay to play” rules proposed by the SEC. The proposed “pay to play” rules would limit the ability of investment managers (including hedge fund managers) to make political contributions and [...]
