Posts tagged as:

otc regulation

Over-the-Counter Derivatives Markets Act of 2009

August 11, 2009

Obama Administration to Regulate Derivatives Markets
Today the Treasury announced that the Obama Administration proposed a bill named the “Over-the-Counter Derivatives Markets Act of 2009″.  The bill proposes to amend a number of the securities laws (including the Commodity Exchange Act, the Securities Act of 1933 and the Securities Exchange Act of 1934), to regulate the [...]

Read the full article →

Congress and Regulators Discuss OTC Derivatives Regulation

June 23, 2009

Increased regulation looming as SEC and CFTC jockey for position
The  severe financial crisis that has unfolded over the last two years has revealed serious weaknesses in the structure of U.S. financial regulation, as well as the pressing need for a comprehensive regulatory framework.  Part of President Obama’s new financial regulation plan is to regulate the [...]

Read the full article →

NFA Takes Regulatory Aim at Spot Commodities Markets

June 9, 2009

Asks Congress to Increase Scope of Regulation for CFTC and NFA
Last week various employees of the CFTC and the NFA talked with members of Congress regarding certain aspects of the markets regulated by these groups.  Below is testimony from the Chief Operating Officer of the NFA, Daniel Discroll.  In the testimony, Mr. Discoll actually asks [...]

Read the full article →