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Open Categories Menu This week alone the Commodities Futures Trading Commission issued 5 separate press releases regarding various frauds and ponzi schemes. As we have noted many times before investors should make sure they conduct adequate due diligence into their managers. It also goes without saying, but managers should not engage in fraudulent [...]
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Posts Tagged ‘ off-exchange forex ’
27 January
Posted in
Forex
FINRA to Regulate Member’s Retail Forex Activities
Comments on Proposed Retail Forex Rules Sought The Finanacial Industry Regulatory Authority (FINRA) requested comments on a proposed rule to limit the leverage available to retail investors trading in the off-exchange foreign currency (forex) markets. The proposed rule would be applicable to FINRA member firms and would limit leverage in [...]
