Futures Magazine Publishes Article on Social Media by Bart Mallon In this month’s issue of Futures Magazine I wrote a featured article about the legal and regulatory issues that managers in the futures industry face with respect to the use of social media. The article, Social Media Considerations for Financial Firms, [...]
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11 January
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Business Issues, cftc, Commodities and Futures, compliance, CPO, CTA, Forex, Legal Resources
NFA Annual Questionnaire
Reminder to NFA Member Firms As part of the annual processes and procedures NFA Members will need to make sure that they complete the NFA Annual Questionnaire. As discussed below in the NFA’s most recent notice to members, it is important that NFA Members complete the questionnaire because some of [...]