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Posts Tagged ‘ naked shorting ’

20 July
Posted in Uncategorized

SEC releases Q&A on naked shorting rule

The SEC has released guidance on the new naked shorting rules. Division of Trading and Markets: Guidance Regarding the Commission’s Emergency Order Concerning Short Selling I. Introduction Pursuant to Section 12(k)(2) of the Securities Exchange Act of 1934, on July 15, 2008, the Securities and Exchange Commission (“Commission”) issued an [...]

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