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Open Categories Menu Investment Banking Representative Exam Goes Live Today marks the first day that current Series 7 licensed representatives of BDs who engage in “investment banking activities” can opt in to the Series 79 license. Current Series 7′s will need to talk with their compliance department who will be able to complete [...]
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17 September
Series 79 Questions and Answers | Investment Banking Exam
Q&A For New FINRA Exam License We have fielded a number of questions regarding the new Series 79 exam for investment banking professionals. We are creating this question and answer page as a service to our readers. We will attempt to answer questions as best as possible and our understanding [...]
19 August
Series 79 Exam Available November 2, 2009
FINRA Announces Date of First Series 79 Exam The new investment banking exam, the Series 79, will be available for those first new test takers on November 2, 2009 at any of the FINRA testing centers (Pearson and Prometric). In addition to the test date announcement, FINRA also published a [...]
