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investment advisor audit

Mallon P.C. Comments on Proposed Investment Adviser Custody Rule

August 2, 2009

In May we reported that the SEC was requesting comments on the new Proposed Investment Adviser Custody Rules.  The SEC’s comment period ended this past week with a flurry of activity before the submission deadline.  As we reported previously, there has been a general industry backlash against the rule because it does not provide any [...]

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