October 13, 2009
The press release below from NASAA, the representative body of the state securities administrators, announces an IARD (Investment Adviser Registration Depository) fee waiver for next year. The fee waiver will cover both the IARD fees for registering investment advisory firms as well as the fees for individuals. Previously firms had to pay an IARD fee [...]
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December 5, 2008
It is that time of the year for registration renewals. Renewal notices for investment advisor registration renewal were sent out by many states this week. Additionally, brokers and brokerage firms will need to renew all of their registrations. The following is the registration renewal notice I recieved today. If your firm needs help with registration, [...]
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IARD Fee Waiver for 2010
October 13, 2009The press release below from NASAA, the representative body of the state securities administrators, announces an IARD (Investment Adviser Registration Depository) fee waiver for next year. The fee waiver will cover both the IARD fees for registering investment advisory firms as well as the fees for individuals. Previously firms had to pay an IARD fee [...]