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Open Categories Menu SEC Brings Case Against Raj Rajaratnam Below is another case of a hedge fund manager who was alledgedly engaged in insider trading. The SEC seems particularly excited about this cased because of the high profile nature of the manager who was involved. The major charge is against Raj Rajaratnam who [...]
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Posts Tagged ‘ hedge fund SEC ’
10 October
Hedge Funds and Insider Trading
Hedge Fund Manager/Trader Settles Charges with SEC Insider trading cases pop up every now and again and most cases do not warrant highlighting – post-Boesky everyone in the securities industry is well aware that trading on inside information is illegal. However, it warrants emphasis that the SEC will crack down [...]
5 December
Posted in
Laws, Legal Resources
Authority of Various Securities Laws and Releases/ Interpretations
The reference below comes directly from the SEC website and provides the reader with a good overview of the different laws and rules which govern the hedge fund industry, and the order in which those rules are applied (that is, the securities statutes trump SEC interpretive releases). This reference is [...]
