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Open Categories Menu Exclusion From Definition of Investment Adviser Generally Massachusetts will require hedge fund managers with a place of business in Massachusetts to register as an investment adviser with the Massachusetts Securities Division. However, there is an exemption from registration for some hedge fund managers located in Massachusetts. [Note: to be more [...]
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Posts Tagged ‘ hedge fund registration exemption ’
7 January
Posted in
Laws
Virginia Hedge Fund Law
Starting a hedge fund in Virginia Those hedge fund managers who are starting a hedge fund in Virginia can potentially fit within an exemption from the Virginia investment advisor registration rules. Like many states which follow the Uniform Securities Act, investment advisors with a place of business in Virginia must [...]
19 December
Posted in
Laws
SEC Hedge Fund Registration Exemption – Section 203(b)(3) and Rule 203(b)(3)-1
Exemption from the Registration Provisions of the Investment Advisors Act We have discussed the SEC hedge fund registration exemption many times before, but we have not addressed it directly.For most management companies with a single hedge fund client, registration is actually a relatively easy and straightforward process. Once hedge fund [...]
