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Open Categories Menu New Lobbyist Requirements Apply to Hedge Fund Placement Agents With the enactment of AB 1743 (effective January 1, 2011) and SB 398 (effective October 9, 2011), California has imposed new requirements on persons who market investment managers and their funds to California pension plans – that is, California Public Employees’ [...]
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Posts Tagged ‘ hedge fund pay to play ’
14 October
Posted in
Business Issues, Investment Advisor
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California’s Hedge Fund “Pay to Play” Laws Updated
4 November
Public Comments on SEC Proposed “Pay to Play” Rules
SEC Proposed Pay to Play Rules Draw Many Comments Earlier this year the SEC proposed so-called “pay to play” rules which would restrict SEC registered investment advisers from managing money from state and local governments under certain circumstances. According to the SEC press release, “the measures are designed to prevent [...]
