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Open Categories Menu Many life settlement hedge fund managers which establish life settlement hedge funds come from the insurance industry (although we have dealt with managers who are also registered as investment advisors). Accordingly, many managers are surprised when we discuss the issue of potential investment advisory registration. The central question is whether [...]
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Posts Tagged ‘ hedge fund life settlement ’
12 November
Posted in
Hedge Fund Structure, Legal Resources
1
Life Settlement Hedge Funds – Are Life Settlements Securities?
10 November
Posted in
Laws, Legal Resources
Sale of Viatical Investments as Securities (Washington State)
This release is from the Washington State Department of Financial Institutions. **** In 1999, Securities Administrator Deborah Bortner sent out a letter to insurance agents in the State of Washington regarding the applicability of the state securities laws to the offer and sale of viatical settlement contracts to investors. Under [...]
