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Posts Tagged ‘ hedge fund exemption ’

15 May
Posted in Investment Advisor

California Extends IA Exemption for Hedge Fund Managers

Will Wait for SEC Final Registration Regulations to Propose New Rules California currently has an exemption from the registration requirements for certain fund managers with more than $25M of AUM (Rule 260.204.9).  Back in March California requested input from the investment management community on how they might change the registration [...]

16 March
Posted in Investment Advisor

California Requests Input on IA Exemption Changes

Seeks to Raise IA Exemption Threshold to $100MM AUM In an Invitation for Comments released today, California officially seeks comments to change its rules with respect to hedge fund managers and a certain exemption from investment adviser registration.  California currently exempts from registration those investment advisers with a place of [...]

7 January
Posted in Laws

Virginia Hedge Fund Law

Starting a hedge fund in Virginia Those hedge fund managers who are starting a hedge fund in Virginia can potentially fit within an exemption from the Virginia investment advisor registration rules.  Like many states which follow the Uniform Securities Act, investment advisors with a place of business in Virginia must [...]

Hedge Fund Legal Services

Cole-Frieman & Mallon LLP provides comprehensive legal services for new and existing hedge funds as well as for other investment management companies.

If you are thinking of starting a hedge fund or an incubator fund, please call Bart Mallon of Cole-Frieman & Mallon LLP today at
415-868-5345.

View Bart Mallon's profile on LinkedIn


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