Will Wait for SEC Final Registration Regulations to Propose New Rules California currently has an exemption from the registration requirements for certain fund managers with more than $25M of AUM (Rule 260.204.9). Back in March California requested input from the investment management community on how they might change the registration [...]
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Posts Tagged ‘ hedge fund exemption ’
16 March
Posted in
Investment Advisor
California Requests Input on IA Exemption Changes
Seeks to Raise IA Exemption Threshold to $100MM AUM In an Invitation for Comments released today, California officially seeks comments to change its rules with respect to hedge fund managers and a certain exemption from investment adviser registration. California currently exempts from registration those investment advisers with a place of [...]
7 January
Posted in
Laws
Virginia Hedge Fund Law
Starting a hedge fund in Virginia Those hedge fund managers who are starting a hedge fund in Virginia can potentially fit within an exemption from the Virginia investment advisor registration rules. Like many states which follow the Uniform Securities Act, investment advisors with a place of business in Virginia must [...]