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Open Categories Menu Compliance Requirements of the SEC Custody Rule Hedge fund managers are preparing to register as investment advisers with the SEC pursuant to the new Dodd-Frank registration requirements. One of the issues which managers will be dealing with during that process is the hedge fund custody rule (Rule 206(4)-2 under the Investment [...]
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Posts Tagged ‘ hedge fund custody rule ’
28 May
Proposed Amendments to the Investment Advisers Act: SEC Requests Feedback
The Securities and Exchange Commission (SEC) is proposing certain amendments to the custody rule under the Investment Advisers Act of 1940 and related forms. Due to the complexity of the various impositions placed on industry professionals by the proposed amendments, the SEC is formally requesting feedback from industry professionals regarding [...]
