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Open Categories Menu Firm Fails to Institute Procedure for Bunched Orders (www.hedgefundlawblog.com) The fines can be hefty for breaking CFTC regulations or NFA rules. We have seen a large number of actions both with the SEC and the CFTC as well as with the NFA. Below is another example of a group who [...]
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Posts Tagged ‘ hedge fund commodities ’
31 March
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News and Commentary, Regulatory Actions
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