Posts tagged as:

hedge fund brokerage

New Model For Hedge Fund Prime Brokerage?

June 16, 2009

Nirvana Solutions’ White Paper Predicts the Emergence of a New Model of Prime Brokerage - The Multi-Prime Service Platform
San Francisco – June 15, 2009 – The financial crisis of 2008 has upset the relatively stable equilibrium previously maintained between hedge fund managers and their traditional service providers, according to a white paper released today by [...]

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Bunched Orders and Separately Managed Accounts

March 30, 2009

Separately Managed Account Managers May Bunch Orders for Better Execution
One reason why the hedge fund structure is so popular with investment managers is that a single investment strategy can be implemented in one account.  Separately managed account managers, however, often have multiple accounts and need to execute the same transaction in each of those separate [...]

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Hedge Fund Soft Dollars - Permitted Soft Dollar Practices

November 20, 2008

This memorandum contains information regarding eligible and ineligible uses of soft dollars within the safe harbor found under Section 28(e) of the Securities Exchange Act of 1934.  This memo is structured in three parts: (i) discusses, generally, the eligibility of research services; (ii) discusses, generally, the eligibility of brokerage activities; and (iii) discusses, generally, mixed-use [...]

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