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Open Categories Menu Earlier this year the SEC approved the formation of an automated filing system for Form D. As noted in this article on Form D, the filing must be made with the SEC 15 days after the first sale of hedge fund interests. While the launch of the new online system [...]
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Posts Tagged ‘ Form D filing ’
10 September
Posted in
Hedge Fund Questions and Answers, Legal Resources
Blue sky laws and filings for hedge funds
The term “blue sky laws” refers, generically, to any of the securities laws of the individual states. Each state has a set of laws on its books dealing with securities. These laws have many similarities to the securities laws at the federal level (the Securities Act of 1933, the Securities [...]
