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Open Categories Menu Fingerprint Information Now Required in Form 8-R As discussed below, the information which is included on an AP or Principal’s Fingerprint Cards (sex, race, eye color, etc) will now be part of the NFA Form 8-R. Additionally, the NFA will now make certain notifications to NFA member firms with respect to [...]
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Posts Tagged ‘ Form 8-R ’
14 August
Posted in
Forex, Legal Resources
How to register as a CPO or a CTA
Many hedge fund managers choose to utilize futures and/or commodities in their trading purposes. Generally such managers will need to register as commodity pool operators (“CPO”) and as commodity trading advisors (“CTA”). The hedge fund itself will be deemed to be a commodity pool. For purposes of the Commodities Exchange [...]
