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Open Categories Menu [http://www.hedgefundlawblog.com] No New Information on Forex Regulations I have been getting more and more questions regarding forex registration and unfortunately I have not had much to say because there has been little information coming from the CFTC. The NFA has done a good job of anticipating what those rules will [...]
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Posts Tagged ‘ forex ib ’
5 February
Posted in
Forex, Legal Resources
NFA Fingerprint Cards
Information on Requesting and Submitting NFA Fingerprint Cards Those persons who are registering with the CFTC in any capacity (Associated Person of a CPO, CTA, IB) will need to submit fingerprint cards to the NFA prior to their registration being effective. It is also likely that the new forex registration [...]
