April 10, 2009
[http://www.hedgefundlawblog.com]
No New Information on Forex Regulations
I have been getting more and more questions regarding forex registration and unfortunately I have not had much to say because there has been little information coming from the CFTC. The NFA has done a good job of anticipating what those rules will generally look like, but the NFA (like [...]
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February 5, 2009
Information on Requesting and Submitting NFA Fingerprint Cards
Those persons who are registering with the CFTC in any capacity (Associated Person of a CPO, CTA, IB) will need to submit fingerprint cards to the NFA prior to their registration being effective. It is also likely that the new forex registration rules will require fingerprint cards from [...]
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