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Open Categories Menu NFA Produces Compliance Webinar for Retail Forex Firms Since the CFTC passed its final rules on retail participation in off-exchange foreign currency markets back in October 2010, there has been an influx of newly registered introducing forex brokers (IBs), commodity pool operators (CPOs), and commodity trading advisors (CTAs). On June [...]
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Posts Tagged ‘ forex disclosure documents ’
16 July
Posted in
Forex
Forex Registration Workshop Announced
NFA to Discuss Forex Registration in Vegas The NFA announced a workshop to inform forex managers about the various registration and compliance matters that managers will need to be especially aware of during the registration process. While we do not yet know what the final rules will look like, we [...]
3 November
Posted in
Forex
Submitting Forex Disclosure Documents to the NFA
As we have mentioned before the CFTC and the NFA have not released the information regarding the forex registration requirements, but in the interest of preparing forex managers for the coming registration, we are providing an overview of the likely requirements and the process to become a fully compliant Forex [...]
