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Open Categories Menu Hedge Fund Managers and the Series 3 Exam Those managers who engage in commodities and futures trading (and who don’t qualify for an exemptions) will need to register as commodity pool operators with the CFTC and become members of the NFA. In order to do this all owners and “associated [...]
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Posts Tagged ‘ emerging hedge fund managers ’
9 August
Posted in
Marketing Your Hedge Fund, News and Commentary
Hedge Fund Seeder to Go Public
Two hedge fund groups, Tuckerbrook Alternative Investments and HARDT Group Advisors, are joining forces to create HT Capital Corporation, a hedge fund seeder/incubator which will seek to go public with a $300 million offering of it securities. The IPO will be underwritten by Jeffries and Company, will be listed on [...]
