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Open Categories Menu By Bart Mallon, Esq. (www.colefrieman.com) “Compliance in a Changing Environment” As we are all well aware both the investing and the regulatory environments have experienced a dramatic refocusing on compliance and related issues in the wake of the 2008 meltdown and the Bernie Madoff affair. This overview is for the [...]
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Posts Tagged ‘ cta expo 2009 ’
21 October
Posted in
cftc, Commodities and Futures, compliance, CPO, CTA, new hedge fund regulations, News and Commentary, NFA
CFTC Head Addresses Futures Industry in Chicago
Futures Industry Association Annual Expo CFTC Chairman Gary Gensler today spoke at the Futures Industry Association’s annual expo in Chicago. While most of the Chairman’s speech focused on the proposed regulation of the OTC derivatives markets, Chairman Gensler also discussed the recent SEC and CFTC Harmonization report. As you can [...]
16 October
CTA Expo 2009
Commodity Trading Advisor Conference Next week there will be a conference for Commodity Trading Advisors held in Chicago at the Hotel Monaco. The conference, entitled the CTA Expo 2009, will be held on Wednesday and will feature a variety of topics of interest to CTAs. The agenda includes: Continental Breakfast [...]
