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Open Categories Menu CFTC Regulation 4.22 Overview CFTC registered commodity pool operators have a number of regulatory and compliance issues to be aware of. In addition to a having a compliance program which addresses the business and regulatory issues applicable to the manager, one of the more important compliance requirements is found in [...]
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Posts Tagged ‘ cpo reporting requirement ’
20 November
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cftc, Commodities and Futures, compliance, CPO, Investment Advisor, Laws, Legal Resources, Regulatory Actions
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CPO Reporting Requirements | Commodity Pool Operator Compliance
19 November
CFTC Amends CPO Reporting Regulations
CFTC Regulation 4.22 Amended Earlier this year the Commodities Futures Trading Commission (“CFTC”) proposed amendments to certain Part 4 Regulations. Last week, after a lengthy comment and revision period, the CFTC published the amendments in the Federal Register. The effective date of the amendments is December 9, 2009 and will [...]
