Close Menu Navigation
Open Categories Menu CFTC Regulation 4.22 Overview CFTC registered commodity pool operators have a number of regulatory and compliance issues to be aware of. In addition to a having a compliance program which addresses the business and regulatory issues applicable to the manager, one of the more important compliance requirements is found in [...]
Currently Browsing
Posts Tagged ‘ cpo regulations ’
20 November
Posted in
cftc, Commodities and Futures, compliance, CPO, Investment Advisor, Laws, Legal Resources, Regulatory Actions
3
CPO Reporting Requirements | Commodity Pool Operator Compliance
19 November
CFTC Amends CPO Reporting Regulations
CFTC Regulation 4.22 Amended Earlier this year the Commodities Futures Trading Commission (“CFTC”) proposed amendments to certain Part 4 Regulations. Last week, after a lengthy comment and revision period, the CFTC published the amendments in the Federal Register. The effective date of the amendments is December 9, 2009 and will [...]
20 August
Commodity Pool Operators Scrambling After Surprise CFTC Decision
CFTC Withdraws Two No-Action Letters In a surprise move the CFTC has withdrawn two no-action letters which is had just recently issued. Under the new Chairman Gary Gensler, the CFTC has made an about face on this issue with regard to two commodity pool operators who were relying on the [...]
