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Open Categories Menu As we discussed in our post on NFA annual compliance obligations, commodity pool operators will need to submit annual audited reports to the NFA by March 31 of this year. This requirement applies generally to all CPOs unless the CPO requests exemptive relief from the annual audit requirement. The CFTC [...]
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Posts Tagged ‘ cpo annual report ’
7 February
Posted in
Business Issues, Commodities and Futures
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CFTC Notice to CPOs re: Annual Reporting Requirement
19 November
CFTC Amends CPO Reporting Regulations
CFTC Regulation 4.22 Amended Earlier this year the Commodities Futures Trading Commission (“CFTC”) proposed amendments to certain Part 4 Regulations. Last week, after a lengthy comment and revision period, the CFTC published the amendments in the Federal Register. The effective date of the amendments is December 9, 2009 and will [...]
27 January
Posted in
Legal Resources
CPO Annual Report Guidance
CFTC Release Provides Guidance on Annual Report Requirements CFTC Rule 4.22(c) requires commodity pool operators to provide each investor in the commodity pool with certain information on an annual basis. These Annual Reports must be provided to investors (generally in hard copy) within 90 days of the end of the [...]
