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Open Categories Menu The securities laws can be written obtusely and the definition of a qualified eligible person (QEP) may be one of the best examples of this. There is no quick and easy definition of a what a QEP is so we are trying to make it as easy as possible to [...]
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Posts Tagged ‘ commodity hedge fund ’
26 September
NFA Rule Compliance Rule 2-45 Approved
CPOs Prohibited From Taking Loans From Commodity Hedge Funds The CFTC just recently approved a new NFA compliance rule which prohibits commodity pool operators (CPOs) from taking loans from the commodity pools which they manage. Additionally, if a CPO currently has some sort of a loan arrangement with their fund, [...]
10 January
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Commodity Hedge Fund Reminder
CPOs Reminded to Always File Timely Reports The following release details the CFTC sanctions against four commodity pool operators (CPOs) for failure to make timely filings with the NFA. The CPOs failed to make filings of the respective commodity pool annual report. This report must be provided to all pool [...]
