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Open Categories Menu Emergency Action “Necessary” because of SEC Inaction The California Department of Corporations has provided a temporary six-month extension of Section 260.204.9 which exempts hedge fund managers from registration in California if the manager has more than $25M of AUM. The exemption will be slightly modified to account for the changes to federal [...]
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Posts Tagged ‘ california hedge fund ’
15 May
Posted in
Investment Advisor
California Extends IA Exemption for Hedge Fund Managers
Will Wait for SEC Final Registration Regulations to Propose New Rules California currently has an exemption from the registration requirements for certain fund managers with more than $25M of AUM (Rule 260.204.9). Back in March California requested input from the investment management community on how they might change the registration [...]
4 July
Posted in
Laws, Legal Resources
California Investment Advisor FAQ
California Based Hedge Fund Managers Receive Answers to Common Questions As I have discussed many times before, each state securities division has different rules and regulations. In addition, each state has different interpretations of those rules and regulations. This makes it difficult for hedge fund managers to really know exactly [...]
