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Posts Tagged ‘ broker dealer renewal ’

5 December
Posted in Legal Resources

Registration Renewal For Brokers (IARD Notice)

It is that time of the year for registration renewals.  Renewal notices for investment advisor registration renewal were sent out by many states this week.  Additionally, brokers and brokerage firms will need to renew all of their registrations.  The following is the registration renewal notice I recieved today.  If your [...]

Hedge Fund Legal Services

Cole-Frieman & Mallon LLP provides comprehensive legal services for new and existing hedge funds as well as for other investment management companies.

If you are thinking of starting a hedge fund or an incubator fund, please call Bart Mallon of Cole-Frieman & Mallon LLP today at
415-868-5345.

View Bart Mallon's profile on LinkedIn


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