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Open Categories Menu The term “blue sky laws” refers, generically, to any of the securities laws of the individual states. Each state has a set of laws on its books dealing with securities. These laws have many similarities to the securities laws at the federal level (the Securities Act of 1933, the Securities [...]
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Posts Tagged ‘ blue sky laws ’
10 September
Posted in
Hedge Fund Questions and Answers, Legal Resources
9
Blue sky laws and filings for hedge funds
24 August
Posted in
Hedge Fund Questions and Answers
What licenses do you need to start or manage a hedge fund?
Question: What licenses do you need to start or manage a hedge fund? Answer: This is a question that comes up quite often. Many people wonder whether they need a series 7 license or the series 65 license or the series 3 to manage a hedge fund. First, a potential [...]
