Comments on: Passing the Series 34 Exam

By: Hedge Fund Lawyer

Hedge Fund Lawyer — Mon, 05 Sep 2011 18:18:06 +0000

Anuj,

We are sending it off – thanks for you support of the blog.

Bart

By: Anuj Varma

Anuj Varma — Thu, 11 Aug 2011 23:01:45 +0000

Dear Bart,
Thanks for all you nice comments and advice tips. I am planning to take both series 3 and 34 .
Could you please send me a copy of your series 34 study guide?
Thanks again for your help.
Anuj

By: Hedge Fund Lawyer

Hedge Fund Lawyer — Sat, 09 Jul 2011 19:59:40 +0000

Yes, anybody who is interest in the free series 34 exam study guide should contact us through our contact form.

Thanks,
Bart

By: Chuck Stone

Chuck Stone — Wed, 29 Jun 2011 19:52:22 +0000

Hello Bart, do you still have or do you have a study guide for the Series 34 that you are willing to share? If so I’d love to have a copy…finished the 3.

Thanks in advance,

Chuck Stone

By: McKenzie

McKenzie — Wed, 15 Jun 2011 23:36:57 +0000

Hi Bart,
I do not have any type of securities license. I just day trade my own money in the forex market. I have gotten quite good at trading and would like to teach people how I trade the Forex and not charge them anything. In essence I will be giving away my knowledge for free. Can the people that I teach how to trade the Forex market come back and sue me since I don’t have a securities license?Also, if I do not need a license for my previous question,what is a good way to find out if the rules have changed and a license is required to teach Forex and not charge for the teaching.
Thanks.

By: jim

jim — Sun, 30 Jan 2011 08:34:37 +0000

Hey I just wanted to say thanks for the great guide. Not only is it nice that you provided it for free, but since there really arn’t any official review books available for purchase this made your study guide more valuable than ever!

By: John Wei

John Wei — Fri, 14 Jan 2011 14:15:22 +0000

Bart,
Just passed the 34. I studied using your study guide. Please let me know if I can provide any info to help with this site and your study guide. I notice one thing that needs to or might need to be updated. It is in regards to margin or leverage. I think when you put together this study guide the typical leverage on majors was 100 to 1 or 1%. I believe NFA recently changed it to 50 to 1 on majors or 2%. Not sure if the exam is updated with or not.

By: Jackson

Jackson — Wed, 05 Jan 2011 17:36:47 +0000

Good morning Bart,

I received your series 34 study guide and I must say it is a great piece of work that you found the time to help aspiring brokers to reach their goal.

I wanted to thank you again for your efforts and genuine kindness to helping people like us.

Thanks again,

Jackson

By: Hedge Fund Lawyer

Hedge Fund Lawyer — Sat, 25 Dec 2010 12:43:13 +0000

Hi Tilak,

Thank you so much for your feedback and I am glad to hear that the guide worked well for you.

With respect to your question about certificates, FINRA does not send out certificates for any of their series exams. You will usually receive a print out copy of your score at the testing center and your score will be maintained in the FINRA system.

Best regards,
Bart

By: Tilak Krishnamurthy

Tilak Krishnamurthy — Fri, 17 Dec 2010 15:18:53 +0000

Hi Bart,

I don’t know if you had received my “thank you” email. I had taken up the Series 34 exam last month and passed (I scored 82%). The only study guide that I had used to prepare for it was your free study guide. I would like to thank you for your efforts in helping out people like me.
btw, I have not received any certificate of completion from FINRA – do they send out certificates at all for series 34?

Regards,
Tilak