Comments on: NFA Self-Examination Checklist 2010 | FCMs, IBs, CPOs and CTAs http://www.hedgefundlawblog.com/nfa-self-examination-checklist-2010-fcms-ibs-cpos-and-ctas.html Blogging on hedge fund laws, starting a hedge fund, news and events... Thu, 05 Jan 2012 15:32:15 +0000 hourly 1 http://wordpress.org/?v=3.3.1 By: Recent Issues with NFA Annual Questionnaire — Hedge Fund Law Blog http://www.hedgefundlawblog.com/nfa-self-examination-checklist-2010-fcms-ibs-cpos-and-ctas.html/comment-page-1#comment-6920 Recent Issues with NFA Annual Questionnaire — Hedge Fund Law Blog Fri, 29 Jul 2011 19:39:37 +0000 http://www.hedgefundlawblog.com/?p=3100#comment-6920 [...] NFA Self-Examination Checklist 2010 | FCMs, IBs, CPOs and CTAs [...] [...] NFA Self-Examination Checklist 2010 | FCMs, IBs, CPOs and CTAs [...]

]]> By: CFTC Issues Report on NFA Registration Process — Hedge Fund Law Blog http://www.hedgefundlawblog.com/nfa-self-examination-checklist-2010-fcms-ibs-cpos-and-ctas.html/comment-page-1#comment-6894 CFTC Issues Report on NFA Registration Process — Hedge Fund Law Blog Fri, 29 Jul 2011 17:29:59 +0000 http://www.hedgefundlawblog.com/?p=3100#comment-6894 [...] NFA Self-Examination Checklist [...] [...] NFA Self-Examination Checklist [...]

]]> By: NFA Changes Post CFTC Audit — Hedge Fund Law Blog http://www.hedgefundlawblog.com/nfa-self-examination-checklist-2010-fcms-ibs-cpos-and-ctas.html/comment-page-1#comment-6887 NFA Changes Post CFTC Audit — Hedge Fund Law Blog Fri, 29 Jul 2011 16:46:48 +0000 http://www.hedgefundlawblog.com/?p=3100#comment-6887 [...] NFA Self-Examination Checklist [...] [...] NFA Self-Examination Checklist [...]

]]> By: Exemptive Relief from CPO Annual Audit Requirement — Hedge Fund Law Blog http://www.hedgefundlawblog.com/nfa-self-examination-checklist-2010-fcms-ibs-cpos-and-ctas.html/comment-page-1#comment-6875 Exemptive Relief from CPO Annual Audit Requirement — Hedge Fund Law Blog Thu, 28 Jul 2011 23:50:13 +0000 http://www.hedgefundlawblog.com/?p=3100#comment-6875 [...] NFA Self-Examination Checklist [...] [...] NFA Self-Examination Checklist [...]

]]> By: Litigation Statement for CTA and CPO Disclosure Documents — Hedge Fund Law Blog http://www.hedgefundlawblog.com/nfa-self-examination-checklist-2010-fcms-ibs-cpos-and-ctas.html/comment-page-1#comment-6867 Litigation Statement for CTA and CPO Disclosure Documents — Hedge Fund Law Blog Thu, 28 Jul 2011 23:36:54 +0000 http://www.hedgefundlawblog.com/?p=3100#comment-6867 [...] NFA Self-Examination Checklist [...] [...] NFA Self-Examination Checklist [...]

]]> By: NFA Petitions CFTC to Amend Rule 4.5 — Hedge Fund Law Blog http://www.hedgefundlawblog.com/nfa-self-examination-checklist-2010-fcms-ibs-cpos-and-ctas.html/comment-page-1#comment-6863 NFA Petitions CFTC to Amend Rule 4.5 — Hedge Fund Law Blog Thu, 28 Jul 2011 18:51:23 +0000 http://www.hedgefundlawblog.com/?p=3100#comment-6863 [...] NFA Self-Examination Checklist [...] [...] NFA Self-Examination Checklist [...]

]]> By: CPO Annual Financial Report Filing — Hedge Fund Law Blog http://www.hedgefundlawblog.com/nfa-self-examination-checklist-2010-fcms-ibs-cpos-and-ctas.html/comment-page-1#comment-6805 CPO Annual Financial Report Filing — Hedge Fund Law Blog Tue, 26 Jul 2011 18:46:54 +0000 http://www.hedgefundlawblog.com/?p=3100#comment-6805 [...] addition to the various yearly compliance measures, such as the NFA Self-Examination Checklist, CPOs should be aware that they need to file their audited reports with the NFA.  This is [...] [...] addition to the various yearly compliance measures, such as the NFA Self-Examination Checklist, CPOs should be aware that they need to file their audited reports with the NFA.  This is [...]

]]> By: NFA Annual Compliance Overview 2011 — Hedge Fund Law Blog http://www.hedgefundlawblog.com/nfa-self-examination-checklist-2010-fcms-ibs-cpos-and-ctas.html/comment-page-1#comment-5855 NFA Annual Compliance Overview 2011 — Hedge Fund Law Blog Wed, 19 Jan 2011 02:15:20 +0000 http://www.hedgefundlawblog.com/?p=3100#comment-5855 [...] P.C. has provided an overview of the NFA Self-Examination [...] [...] P.C. has provided an overview of the NFA Self-Examination [...]

]]> By: NFA Provides Guidance for CPOs on Performance Fees — Hedge Fund Law Blog http://www.hedgefundlawblog.com/nfa-self-examination-checklist-2010-fcms-ibs-cpos-and-ctas.html/comment-page-1#comment-5849 NFA Provides Guidance for CPOs on Performance Fees — Hedge Fund Law Blog Tue, 18 Jan 2011 03:37:37 +0000 http://www.hedgefundlawblog.com/?p=3100#comment-5849 [...] NFA Self-Examination Checklist [...] [...] NFA Self-Examination Checklist [...]

]]> By: CTA Expo 2010 | November 3, 2010 — Hedge Fund Law Blog http://www.hedgefundlawblog.com/nfa-self-examination-checklist-2010-fcms-ibs-cpos-and-ctas.html/comment-page-1#comment-5451 CTA Expo 2010 | November 3, 2010 — Hedge Fund Law Blog Wed, 22 Sep 2010 02:11:46 +0000 http://www.hedgefundlawblog.com/?p=3100#comment-5451 [...] NFA Self-Examination Checklist [...] [...] NFA Self-Examination Checklist [...]

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