http://www.hedgefundlawblog.com/nfa-annual-questionnaire.html Blogging on hedge fund laws, starting a hedge fund, news and events... Thu, 05 Jan 2012 15:32:15 +0000 hourly 1 http://wordpress.org/?v=3.3.1 http://www.hedgefundlawblog.com/nfa-annual-questionnaire.html/comment-page-1#comment-6804 NFA Self-Examination Checklist 2010 | FCMs, IBs, CPOs and CTAs — Hedge Fund Law Blog Tue, 26 Jul 2011 18:37:39 +0000 http://www.hedgefundlawblog.com/?p=3012#comment-6804 [...] NFA Annual Questionnaire Requirements [...] [...] NFA Annual Questionnaire Requirements [...]

]]> http://www.hedgefundlawblog.com/nfa-annual-questionnaire.html/comment-page-1#comment-6782 NFA Annual Compliance Overview 2011 — Hedge Fund Law Blog Mon, 25 Jul 2011 22:14:25 +0000 http://www.hedgefundlawblog.com/?p=3012#comment-6782 [...] available through the NFA’s ORS (Online Registration System).  For more information see our post on this [...] [...] available through the NFA’s ORS (Online Registration System).  For more information see our post on this [...]

]]> http://www.hedgefundlawblog.com/nfa-annual-questionnaire.html/comment-page-1#comment-4153 Recent Issues with NFA Annual Questionnaire — Hedge Fund Law Blog Fri, 12 Feb 2010 09:48:56 +0000 http://www.hedgefundlawblog.com/?p=3012#comment-4153 [...] we discussed in an earlier post on NFA Annual Questionnaire, NFA Member Firms are required to complete the questionnaire on an annual basis.  The information [...] [...] we discussed in an earlier post on NFA Annual Questionnaire, NFA Member Firms are required to complete the questionnaire on an annual basis.  The information [...]

]]> http://www.hedgefundlawblog.com/nfa-annual-questionnaire.html/comment-page-1#comment-3990 NFA Provides Social Networking Compliance Guidance — Hedge Fund Law Blog Wed, 13 Jan 2010 02:59:37 +0000 http://www.hedgefundlawblog.com/?p=3012#comment-3990 [...] NFA Annual Questionnaire [...] [...] NFA Annual Questionnaire [...]

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