http://www.hedgefundlawblog.com/investment-adviser-representative-registration-requirement.html Blogging on hedge fund laws, starting a hedge fund, news and events... Thu, 05 Jan 2012 15:32:15 +0000 hourly 1 http://wordpress.org/?v=3.3.1 http://www.hedgefundlawblog.com/investment-adviser-representative-registration-requirement.html/comment-page-1#comment-5170 Important Hedge Fund Articles — Hedge Fund Law Blog Sat, 21 Aug 2010 22:37:17 +0000 http://www.hedgefundlawblog.com/?p=2718#comment-5170 [...] Investment Adviser Representative Registration [...] [...] Investment Adviser Representative Registration [...]

]]> http://www.hedgefundlawblog.com/investment-adviser-representative-registration-requirement.html/comment-page-1#comment-3312 Chuck Lowenstein Sun, 25 Oct 2009 09:36:25 +0000 http://www.hedgefundlawblog.com/?p=2718#comment-3312 Hi Bart: As usual, right on the money. Your readers might be interested to know that at the recent NASAA (North American Securities Administrators Association) annual conference in Denver, one of the topics given great attention was that of the role of "finders". In particular, the Paul Anka decision was referenced and the feeling was that had that situation arisen today, the SEC would not have issued the no action letter they did back then. Whether as a finder or as a solicitor, NASAA is paying close attention to any attempt to evade registration. Hi Bart:
As usual, right on the money. Your readers might be interested to know that at the recent NASAA (North American Securities Administrators Association) annual conference in Denver, one of the topics given great attention was that of the role of “finders”. In particular, the Paul Anka decision was referenced and the feeling was that had that situation arisen today, the SEC would not have issued the no action letter they did back then. Whether as a finder or as a solicitor, NASAA is paying close attention to any attempt to evade registration.

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