http://www.hedgefundlawblog.com/dol-sues-investment-adviser-for-receiving-undisclosed-fees-from-hedge-fund.html Blogging on hedge fund laws, starting a hedge fund, news and events... Thu, 05 Jan 2012 15:32:15 +0000 hourly 1 http://wordpress.org/?v=3.3.1 http://www.hedgefundlawblog.com/dol-sues-investment-adviser-for-receiving-undisclosed-fees-from-hedge-fund.html/comment-page-1#comment-3169 ERISA Bonding Requirement for Hedge Fund Managers — Hedge Fund Law Blog Sat, 10 Oct 2009 09:46:49 +0000 http://www.hedgefundlawblog.com/?p=849#comment-3169 [...] DOL Sues Investment Advisor [...] [...] DOL Sues Investment Advisor [...]

]]> http://www.hedgefundlawblog.com/dol-sues-investment-adviser-for-receiving-undisclosed-fees-from-hedge-fund.html/comment-page-1#comment-396 SEC Emphasizes Importance of Hedge Fund Investment Advisor Compliance | Hedge Fund Law Blog Tue, 28 Oct 2008 18:08:54 +0000 http://www.hedgefundlawblog.com/?p=849#comment-396 [...] Richards also noted that the examiners will be looking for undisclosed payments by and to hedge fund investment advisors.  This is especially interesting in light of the recent case brought by the DOL against a registered investment adviser for failing to disclose payments from a hedge fund manager.  Please see DOL Sues Investment Advisor for ERISA violation. [...] [...] Richards also noted that the examiners will be looking for undisclosed payments by and to hedge fund investment advisors.  This is especially interesting in light of the recent case brought by the DOL against a registered investment adviser for failing to disclose payments from a hedge fund manager.  Please see DOL Sues Investment Advisor for ERISA violation. [...]

]]> http://www.hedgefundlawblog.com/dol-sues-investment-adviser-for-receiving-undisclosed-fees-from-hedge-fund.html/comment-page-1#comment-387 Overview of Issues Related to ERISA Hedge Fund Investments | Hedge Fund Law Blog Mon, 27 Oct 2008 20:02:45 +0000 http://www.hedgefundlawblog.com/?p=849#comment-387 [...] should be especially diligent about making sure all proposed transactions are lawful. In a recent ERISA article we discussed how a hedge fund’s assets were frozen because of an unlawful transaction between [...] [...] should be especially diligent about making sure all proposed transactions are lawful. In a recent ERISA article we discussed how a hedge fund’s assets were frozen because of an unlawful transaction between [...]

]]> http://www.hedgefundlawblog.com/dol-sues-investment-adviser-for-receiving-undisclosed-fees-from-hedge-fund.html/comment-page-1#comment-382 » DOL Sues Investment Adviser for Receiving Undisclosed Fees from … Sun, 26 Oct 2008 17:17:50 +0000 http://www.hedgefundlawblog.com/?p=849#comment-382 [...] San Francisco – The US Department of Labor has sued Zenith Capital LLC of Santa Rosa, California, and its executives for allegedly investing the assets of 13 retirement plan clients in the hedge fund Global Money Management LP while … DOL Sues Investment Adviser for Receiving Undisclosed Fees from … [...] [...] San Francisco – The US Department of Labor has sued Zenith Capital LLC of Santa Rosa, California, and its executives for allegedly investing the assets of 13 retirement plan clients in the hedge fund Global Money Management LP while … DOL Sues Investment Adviser for Receiving Undisclosed Fees from … [...]

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